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Completed Structured Note Client Offerings

Income Notes:

These investments pay a monthly income that is contingent upon the performance of the underlying stock indices 

MS 2.5 Yr 15.25% Contingent Income Note NDX RTY INDU Due 5-23 .pdf

Bank Montreal 15 mo due 9-29-20 12% income.pdf

MS 2.5 Year 8.3% Income SPX DJIA RTY 50% Barrier.pdf

TD Bank 9.28% 1.5 year Contingent Income.pdf

Barclays 2 Yr Callable 11.15% Yield 40% Barrier Note SPX RTY NDX .pdf

MS Finance 15 month 12% Contingent Income Note.pdf

MS Income SPX DJIA RTY 50% Barrier.pdf

MS 1 year Autocallable 15.75% yield Note.pdf

Citi Income Due 10-25-22 10.25 yield.pdf

Bank of Canada 2yr Income 11% SPY QQQ IWM.pdf

MS - 10% Coupon Auto Callable 18 Mo Sep 21 INDU NDX RTY .pdf

JPM - 18 Mo Autocallable 13.25% Yield 30% Barrier Note IWN NDX SPX - 48132W5H8.pdf

JPM - 21 Mo Autocallable 9.6% Yield 40% Barrier Note SPX NDX IWN - 48132WN21.pdf

TD Bank 12.46% Autocallable 18 mo Income Note.pdf

JPM - 21 Mo Autocallable Yield 40% Barrier Note SPX NDX IWN 10.15% Coupon.pdf

Digital Notes: These notes will pay a fixed return at maturity based upon the performance of the underlying stock index

JPM -12.65% 12 Mo Digital Barrier Note Worst of SPX RTY INDU.pdf

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