facebook twitter instagram linkedin google youtube vimeo tumblr yelp rss email podcast phone blog external search brokercheck brokercheck Play Pause


Uncapped Buffered Growth Notes

These investments offer uncapped, enhanced upside participation of a stock index while also offering limited protection from market declines


Watch our whiteboard video describing how these these unique investments work.


List of Recent Completed Offerings

Credit Suisse- 2.5x EEM SX5E 5 Year 30% Barrier Note.pdf

HSBC 5 Year 210% Uncapped XLI XBI- 30% dual directional.pdf

MS 5 Year 265% Barrier Note SX5E E

JPM Structured Note 5 Yr NDX ARKK 80%.pdf

BNP Paribas XLI XLF 180% Upside 25% Barrier Note.pdf

BNP Paribas Dual Directional 264% XLB VNQ 30% Barrier.pdf

Citigroup 200 worst of Barrier Note 3-25-20.pdf

BNP - 5 Yr Barrier Note 330% SX5E EEM - 05601JUD0.pdf

BNP 200% Upside 5 Yr 80% Barrier Note IJR IVW VOT .pdf

BNP - 5 Yr 220% Upside 30% Barrier Note IJR IVW VOT.pdf

BNP - 5 Yr 160% Upside 30% Dual Directional Barrier Note IVW VGT XLK - .pdf

Digital Notes: These notes will pay a fixed return at maturity based upon the performance of the underlying stock index

JPM -12.65% 12 Mo Digital Barrier Note Worst of SPX RTY INDU.pdf

Schedule a Meeting